Roles & Responsibilities:
- Statutory Filings & Annual Compliances:
- Preparation and filing of annual returns and financial statements (e.g., LLP-8, LLP-11, AOC-4, MGT-7, etc.) with ROC/MCA.
- Ensuring timely compliance with applicable secretarial standards and regulatory timelines.
Share Capital Management:
- Handling of share transfers, allotment of shares, and maintenance of statutory registers.
- End-to-end execution of issue of shares through private placement, rights issue, bonus issue, etc.
- Coordination for dematerialisation of shares with depositories and RTA.
Securities and Fundraising Instruments:
- Structuring and implementation of ESOPs, MSOPs, issuance of CCPS, debentures, and iSAFE instruments.
- Drafting and reviewing related documentation such as term sheets, offer letters, and investor agreements.
- Handling the issue and redemption of debentures in compliance with applicable laws.
RBI & FEMA Compliances:
- Filing of FLA, FC-GPR, FC-TRS, and related forms under FEMA regulations.
- Coordination with AD banks and stakeholders to ensure FEMA compliance for foreign investments and transactions.
Legal Drafting & Agreements:
- Drafting and vetting of legal contracts including Loan Agreements, Share Subscription & Shareholders Agreements (SSSHA), and HUF Declarations.
- Assisting in the negotiation and finalization of various commercial agreements.
Entity Lifecycle Management:
- Handling incorporation of entities including Private Limited Companies, LLPs, OPCs, etc.
- Preparing and filing applications for closure/strike-off of companies and LLPs under applicable provisions.
Charge Management:
- Filing and monitoring of charge creation, modification, and satisfaction with the ROC.
- Maintaining updated records and statutory registers of charges.
Due Diligence:
- Conducting legal and secretarial due diligence for companies in connection with funding, mergers, acquisitions, or compliance audits.
-Preparing diligence reports and reviewing corporate records for statutory accuracy.
For any further queries please call or message on the same.
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