Compliance Manager

Company Description

Topline Solutions Pvt Ltd is a company that specializes in helping and assisting investors and their family members across India and the Globe in reclaiming their unclaimed financial investments. They work PAN India and abroad, serving clients in various cities in India and overseas.

Role Description

This is a full-time on-site role for a Senior Compliance Officer vat Topline Solutions Pvt Ltd located in Model Town. The role involves assisting investors and family members in reclaiming unclaimed financial investments, managing legal and regulatory compliance, coordinating with clients, and drafting applications on behalf of clients

● Team Lead and Team Management Ability

● Coordinating Legal Matters with Attorney.

● Co-ordination documents with Clients.

● Drafting Emails and Basic Legal Know-How.

● Liasoning with the Regulatory Department for File Processing or any other work as assigned to you.

Qualifications

• Legal and Regulatory Compliance,

• Knowledge about MCA and SEBI Compliance.

• Knowledge about IEPFA Compliance.

• Knowledge of Company Law and Secretarial Practices

• Strong Interpersonal and Communication Skills

• Attention to Detail and Analytical Skills

• Ability to work independently and as part of a team

• Experience in the financial services industry is a plus

Previous Experience with RTA/Investor relation department of Listed companies will be a plus and preferred.

• It is a Full Time చట్టపరమైన job for candidates with 3 - 5 years of experience.