Role Description: -
This is a full-time on-site role for a Senior Compliance Officer vat Topline Solutions Pvt Ltd located in Model Town. The role involves assisting investors and family members in reclaiming unclaimed financial investments, managing legal and regulatory compliance, coordinating with clients, and drafting applications on behalf of clients
● Team Lead and Team Management Ability
● Coordinating Legal Matters with Attorney.
● Co-ordination documents with Clients.
● Drafting Emails and Basic Legal Know-How.
● Liasoning with the Regulatory Department for File Processing or any other work as assigned to you.
Qualifications
Legal and Regulatory Compliance,
Knowledge of Company Law and Secretarial Practices
Strong Interpersonal and Communication Skills
Attention to Detail and Analytical Skills
Ability to work independently and as part of a team
Experience in the financial services industry is a plus