Manager-Process and Compliance-Digital Banking Kotak 811-Regional Sales This is an Internal document. Role Title Manager-Process and Compliance Function Digital Banking Kotak811 – Regional Sales Job Location BKC- Mumbai Job Role 1.Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct 2. Monitor and interpret new regulatory developments and assess their impact on the organization 3. Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements 4.Handle correspondence and inspection queries (if any) from SEBI & IRDA 5.Conduct internal compliance audit and reviews to ensure adherence to applicable regulations 6. Provide compliance advisory support to business teams on regulatory implications of new products, marketing materials and customer communications 7. Support senior management in implementing risk management and governance frameworks Requirement/Qualifications 1. Graduate/Post graduate 2. 5-10years’ experience in compliance or regulatory affairs in Bank/Mutual Fund/Insurance sector/Brokers etc. 3. Experience in handling regulatory inspections, audits and submissions 4. High integrity, attention to detail and ability to work independently under minimal supervision. Experience Level Mid Level
Other Details
It is a Full Time Legal job for candidates with 5 - 6+ years Experience.
More about this Manager - Process and Compliance in Digital Banking job
What qualifications and experience are required for this Manager - Process and Compliance in Digital Banking position?
Ans : Candidates should have All Education levels with 5-7 years of experience.
What is the salary and job type for this role?
Ans : Salary details will be shared during the hiring process.
What shift and timings does this job follow?
Ans : This Manager - Process and Compliance in Digital Banking job follows a Day shift.
Do you need to visit the office for this job?
Ans : Yes, candidates need to visit the office and work from the location in Virar West, Mumbai.
How many vacancies are there for this Manager - Process and Compliance in Digital Banking job?
Ans : There is 1 vacancy for this Manager - Process and Compliance in Digital Banking role.
Is this job open for all genders?
Ans : Yes, this Manager - Process and Compliance in Digital Banking job is open for both male and female candidates.
What is the job location for this position?
Ans : The job location for this Manager - Process and Compliance in Digital Banking position is Virar West, Mumbai.
What makes this Manager - Process and Compliance in Digital Banking job a good opportunity?
Ans : The employer has not disclosed the salary for this role, but it is a Full Time opportunity with 1 opening.