Audit Executive

About Company:

Shah Kapadia & Associates (SKA) is a pioneer in the field of the securities market for Audit & assurance, SEBI compliance assistance, Process review, Risk management, etc. SKA has successfully managed to serve more than 100+ SEBI intermediaries with the strong support of our 300+ employees PAN India level. With continuous efforts and dedication, Shah Kapadia & Associates has embarked itself among the top 3 CA firms in the Capital market.

Website: www.theska.in         

Role: Authorised Person Audit

Individuals are  responsible for conducting audits of Authorized Persons (AP) of stockbrokers.

Meaning of AP: It is an individual or entity appointed by a registered stockbroker to facilitate trading and related activities on their behalf. They act as an intermediary between the stockbroker and clients.

Key Responsibilities:

• Review and understand the audit requirements for Authorized Persons (APs) in accordance with SEBI and stock exchange regulations.

• Plan the audit route and finalize arrangements of outstation routes

• Develop a structured audit plan, prioritizing key compliance areas. Coordinate with the Authorized Person for scheduled audits

• Conduct examination of scheduled AP’s whether they are adhering to regulatory guidelines.

• Identify non-compliance issues and recommend corrective actions.

• Ensure proper documentation of the audit executed

The role involves traveling outside Maharashtra for two weeks each month. All expenses associated with it, will be borne by the company.

• It is a Full Time Accountant job for candidates with Freshers.

More about this Audit Executive job

1. What is the eligibility criteria to apply for this Audit Executive job?
   Ans: The candidate should be Graduate and above and above with Freshers of experience
2. How much salary can I expect for this job role?
   Ans: You can expect a salary of ₹13000 - ₹18000 per month that depends on your interview. It's a Full Time job in Mumbai.
3. How many working days are there for this Audit Executive job?
   Ans: This Audit Executive job will have 5 working days.
4. Are there any charges applicable while applying or joining this Audit Executive job?
   Ans: No, there is no fee applicable for applying this Audit Executive job and during the employment with the company, i.e., Shah Kapadia And Associates.
5. Is it a work from home job?
   Ans: No, it’s not a work from home job and can't be done online.
6. How many openings are there for this Audit Executive role?
   Ans: There is an immediate opening of 20 Audit Executive at Shah Kapadia And Associates
7. Who can apply for this job?
   Ans: Only Male candidates can apply for this Accountant job.
8. What are the timings of this Audit Executive job?
   Ans: This Audit Executive job has 10:00 दोपहर - 07:30 शाम timing.