Conduct KYC audits of clients as per regulatory guidelines.
Review and verify documents related to stock market transactions.
Assist in stock audits and maintain proper documentation.
Ensure compliance with SEBI, NSE, BSE, and other regulatory norms.
Prepare audit reports and escalate discrepancies.
Coordinate with teams and clients for document validation.
Stay updated on changes in rules and regulations related to capital markets.
Requirements:
Graduate in Commerce/Finance or related field.
0–1 year of experience in audit, compliance, or capital markets (freshers can apply).
Basic knowledge of stock audits and capital market operations preferred.
Strong attention to detail with analytical skills.
Good communication and documentation abilities.
Proficiency in MS Excel.ccounting Principles).