Client onboarding: Facilitate smooth onboarding of new clients, including High Net Worth Individuals (HNIs), Ultra High Net Worth Individuals (Ultra HNIs), and Non-Resident Indians (NRIs), ensuring all necessary documentation and processes are completed efficiently.
Client transaction and execution: Oversee client transactions, ensuring accurate and timely execution of their investment requirements.
Data Management: Maintain and manage client data, ensuring confidentiality and accuracy.
Handling transmission cases: Manage transmission cases for clients, including minor to major changes, transmission due to death, and residence status changes.
Client Reporting: Prepare and send various reports to clients on a regular basis, meeting their specific reporting preferences.
Incidental Client Management: Handle any other client-related tasks or issues that may arise.
Understanding of internal system.
Reconciliation of transactions between the exchange and back- office application.
Order placement into the exchange.
Updated with the regulator's norms.
Candidate should be well versed with mutual fund and should have experience initiating transactions on BSE platform for example - E-KYC, SIP Purchase, Redemption, SWP, STP
Liaison with Mutual fund houses, checking of brokerage calculations and all related reports.