Compliance Executive

Regulatory Complaint Management

• Handle and resolve customer complaints received through regulatory bodies including the RBI Ombudsman.

• Prepare detailed case responses and accurately represent the regulated entity’s position. • Convert maintainable complaints to non-maintainable through discussions with RBIO to reduce regulatory costs.

• Ensure NIL Award is issued for the regulated entity by maintaining high-quality complaint resolution.

• Internal Coordination & Escalation Handling • Act as the regional point of contact for regulatory escalations.

• Liaise with internal departments to gather information and prepare timely and compliant responses for regulators.

• Risk Management & Process Improvement

• Monitor and manage operational risks associated with the regulated entity’s activities, including fraud prevention and mitigation.

• Identify recurring issues and root causes, driving corrective actions with relevant teams.

• Prepare Root Cause Analysis (RCA) for all advisories (financial and non-financial) and highlight improvement areas to enhance customer experience and compliance. Compliance & Reporting: Maintain accurate and detailed records of complaints, actions taken, and outcomes. Provide periodic reports to senior management on complaint trends, risk indicators, and regulatory compliance. Ensure adherence to the regulated entity’s Grievance Redressal Policy and all applicable regulatory guidelines. Stay updated with changes in RBI and regulatory requirements, implementing necessary process updates.

• It is a Full Time Accountant job for candidates with 3 - 6 years of experience.

More about this Compliance Executive job

1. What is the eligibility criteria to apply for this Compliance Executive job?
   Ans: The candidate should be Graduate and above and above with 3 - 6 years of experience of experience
2. How much salary can I expect for this job role?
   Ans: You can expect a salary of ₹35000 - ₹40000 per month that depends on your interview. It's a Full Time job in Mumbai.
3. How many working days are there for this Compliance Executive job?
   Ans: This Compliance Executive job will have 6 working days.
4. Are there any charges applicable while applying or joining this Compliance Executive job?
   Ans: No, there is no fee applicable for applying this Compliance Executive job and during the employment with the company, i.e., Fintech Cloud Private Limited.
5. Is it a work from home job?
   Ans: No, it’s not a work from home job and can't be done online.
6. How many openings are there for this Compliance Executive role?
   Ans: There is an immediate opening of 3 Compliance Executive at Fintech Cloud Private Limited
7. Who can apply for this job?
   Ans: Both Male and Female candidates can apply for this Accountant job.
8. What are the timings of this Compliance Executive job?
   Ans: This Compliance Executive job has 09:00 AM - 06:00 PM timing.